Information for shareholders
Main consultants
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Euronext Growth AdvisorBPER Banca S.p.A.
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SpecialistMIT SIM S.p.A.
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AuditorAudirevi S.p.A.
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Disclosure of Regulated Informationla società si avvale del circuito eMarket-SDIR gestito da Spafid Connect S.p.A. con sede in Foro Buonaparte, 10 - 20121 Milano.
Identification Codes
The Ordinary Shares have been assigned the following identification codes:
- Alphanumeric code: UBM
- ISIN Code: IT0005451213
The Warrants have been assigned the following identification codes:
- Alphanumeric code: WUBM26
- ISIN Code: IT0005453789
Share capital and shareholders
The subscribed and paid-up share capital amounts to Euro 244,819.34 divided into 24,481,934 ordinary shares admitted to trading on Euronext Growth Milan (formerly AIM Italia) on 4 August 2021 without any indication of nominal value. The following table illustrates the relative composition of the shareholding structure:
| Shareholder | Number of Shares | % share | % voting rights |
|---|---|---|---|
| Stefano Lo Priore (**) (*) | 3.717.968 | 15,19% | 15,19% |
| Alberto Amati | 2.672.537 | 10,92% | 10,92% |
| Algebris Investments Limited | 1.700.000 | 6,94% | 6,94% |
| Good Harvest Ventures | 1.549.154 | 6,33% | 6,33% |
| Lorenzo Colombo (**) (***) | 883.703 | 3,61% | 3,61% |
| Copernico Innovazione S.r.l. (**) | 826.597 | 3,38% | 3,38% |
| Nicola Basile (****) | 334.451 | 1,37% | 1,37% |
| Bruna Marini (**) | 231.438 | 0,95% | 0,95% |
| Matteo Petti (**) | 140.900 | 0,58% | 0,58% |
| Altri azionisti soggetti a vincoli di lock-up | 5.615.293 | 22,94% | 22,94% |
| Mercato | 6.809.893 | 27,82% | 27,82% |
| Total | 24.481.934 | 100,0% | 100,0% |
(*) Including 1,619,249 shares held directly and 2,098,719 shares held through Maximilian Holding LTD.
(**) Paciscente member of the Shareholders' Agreement signed on 21 December 2023.
(***) Of which 54,000 shares held directly and 829,703 shares held through Locorian s.s.
(****) Of which 54,000 shares held directly and 280,451 held through Bantess s.s.
Information Obligations of Significant Shareholders
Pursuant to the Euronext Growth Milan Rules, anyone holding at least 5% of a class of Ulisse BioMed S.p.A. shares is a "Significant Shareholder".
Reaching or exceeding the thresholds of 5%, 10%, 15%, 20%, 25%, 30%, 50%, 66.6% and 90%, as well as falling below these thresholds, constitutes a "Substantial Change" that must be communicated by the Significant Shareholders to the administrative body of Ulisse Biomed S.p.A.
To this end, the Significant Shareholder must notify Ulisse Biomed S.p.A. of the Substantial Change promptly and in any case within 4 trading days starting from the day on which he became aware of the transaction that could give rise to the obligation, regardless of the date of execution, or from the day on which the person subject to the obligation became aware of the events that lead to changes in the share capital, indicating
1. his or her identity; 2. the date on which Ulisse Biomed S.p.A. was informed; 3. the date on which the Substantial Change of Shareholding occurred; 4. the nature and extent of the Significant Shareholder's participation in the transaction. The notification must be made using the attached form, to be sent either by e-mail or by PEC to the following addresses respectively: